Asset Safety

Rich Marin's new book is reviewed by Dominic Hobson.

Rich Marin,  Global Pension Crisis: Unfunded Liabilities and How We Can Fill the Gap, John Wiley & Sons 2013 

On Thursday 28 April, Thomas Murray hosted a half-day event in Luxembourg entitled Post-trade risk roundtable: How to effectively identify, monitor and manage post-trade risk. The event sought to explore the regulatory hurdles faced by those involved with the funds industry, and how firms can mitigate risks in their post-trade networks.

On Tuesday 01 March, Thomas Murray hosted a half day event in London entitled Post-Trade Risk Roundtable. The event sought to explore the regulatory hurdles being faced by those involved with the funds industry, and how firms can prepare to clear these challenges in their post-trade networks.

Topics discussed on the day included: 

For most investors, a planned and executed trade is the end of the affair. Once a counterparty has been found and the terms of the deal agreed, we assume we’ve addressed the risks we were looking to offset in changing the composition of the portfolio.

But what if risks lurk in the post-trade processing of our transaction? How do we know that securities and cash have moved correctly, that the change of ownership is recorded accurately and, once the movement has taken place, that our ownership rights are secure?

Steve Merry asks, "If Greece defaults – as many think it will – are your assets safe or will they slip through your grip faster than greased lightning?" Read on for a discussion of the risks of holding assets in Greece, Portugal, Ireland, Italy, and Spain, and what you can do to protect your fund from unnecessary additional risk.

Pages